Compliance Generalist

About XYPN XY Investment Solutions (DBA XYPN Sapphire) is an SEC-registered investment adviser and subsidiary of XYPN. We manage approximately $1B in assets across two service models: a TAMP/ sub-advisory platform and a corporate RIA under which independent financial advisors register as IARs. Our advisors keep their own brands and client relationships, and we handle the compliance, investment management, and operational infrastructure behind them. This means our primary "client" is the advisor,...